Pre- and Post-Trade Compliance
by Clearwater Analytics · Regulatory reporting and risk · Boise, ID, United States
Configurable pre-trade and post-trade compliance checks and breach management for investment portfolios.
Clearwater's pre- and post-trade compliance capability validates orders against investment restrictions and regulatory rules at order creation, and continuously monitors portfolios after execution using reconciled data. It includes custom rule libraries, real-time breach alerts, violation tracking, role-based exception workflows, and exportable audit history. It is used by investment and compliance teams at asset managers and hedge funds to catch breaches before they happen and maintain audit-ready oversight from order creation through post-trade monitoring.
What Pre- and Post-Trade Compliance does
- Integrated pre-trade rule validation
- Custom compliance rule libraries
- Real-time breach alerts
- Automated daily post-trade rule checks
- Violation tracking by security or transaction
- Role-based exception workflows
- Exportable audit history
What Pre- and Post-Trade Compliance is used for
- Pre-trade investment restriction checks
- Post-trade portfolio surveillance
- Regulatory breach documentation
- Multi-jurisdiction compliance reporting
Who Pre- and Post-Trade Compliance is for
- Wealth and investment managers
- Capital markets firms
Who runs it
2 companies are named as using Pre- and Post-Trade Compliance:
Named for this product by Clearwater Analytics, on Vederca or on its own website.
About Clearwater Analytics
Unified front-to-back investment management platform with AI for asset managers, insurers, and institutional investors.
Clearwater Analytics in the vendor registry: its products, features and similar vendors.
Also by Clearwater Analytics
- Clearwater Platform: A unified front-to-back investment management platform covering the full investment lifecycle.
- Beacon by Clearwater: A Python-native risk and performance management platform for cross-asset, real-time risk analytics.
- Enfusion by Clearwater: A front-to-back environment for portfolio management, trading and execution.
- Clearwater AI: Embedded AI agents that automate investment workflows such as reconciliation, reporting and compliance.
- Clearwater Compass: Investment intelligence platform providing actionable insights from investment data.
- Clearwater Research Desk: Independent market and portfolio analysis powered by Clearwater's proprietary database.
More in this category: Regulatory reporting and risk management software.
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Built by Vederca from public sources, last updated 2026-10-18.